Finra jobs

Posted	Job Title	Company	Location
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May 25	Regulatory Analyst - Market Regulation, Fixed Income - Rockville	Finra	Maryland
May 25	your resume through our career site at www.finra.org/careers - no phone calls, please. ... relevant rules and regulations enforced by FINRA. Essential Job Functions: Routinely... more
May 17	Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San An	Chase	San Antonio, TX
May 17	industry experience, a bachelors degree, and FINRA Series 7 and 63 licenses required (if you dont have either your 7 or 63, you will be required to obtain within 90 days of hire). more
May 08	Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required)	MetLife	Somerset, NJ
May 08	within the financial services industry. FINRA Series 6 or 7 license. Work shouldnt be something you do just to make ends meet. It should provide satisfactionand an opportunity to... more
May 03	Financial Operations Examiner	Finra	New York, NY
May 03	to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more
May 03	Corporate FINRA and Securities Litigation attorney (partner)	Law Firm	New York, NY
May 03	securities litigator (commercial/contract FINRA etc..) this opportunity is for you ... real estate and securities cases, FINRA Arbitration and SEC litigation. We are... more
More Job Postings from the Web
May 25	Life Insurance Distribution - FINRA / SEC Attorney	Vintage Legal	New York
May 25	on legal issues under the SEC regulations, FINRA rules, as well as other state and federal insurance laws. Attorney will negotiate, draft and review documents and agreements and... more
May 17	Investment Services Customer Service Rep (FINRA Series 7 & 63) -	Chase	San Antonio, TX
May 17	experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if you don't have either your 7 or 63, you will be required to obtain within 90 days of hire). more
May 05	Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)	MetLife	Somerset, NJ
May 05	within the financial services industry. FINRA Series 6 or 7 license. Experience Required Five to Seven Years Education Required High School Diploma/GED Business Category US... more
May 05	Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)	MetLife	Somerset, NJ
May 05	Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: ... within the financial services industry. FINRA Series 6 or 7 license. Experience... more
May 04	FINRA Extern - Office of the Ombudsman	Finra	Rockville, MD
May 04	to Protect Investors. Join our Team. � FINRA is seeking a well-qualified individual ... about operations, enforcement or other FINRA activities.� Externs perform a variety... more
Apr 27	Compliance Assistant - FINRA's Central Registration Depository	Lakeshore	Dallas, TX
Apr 27	satisfactorily and must be experienced with FINRA's Central Registration Depository (CRD). Responsibilities Pro-actively monitor and assist with follow-up of departmental... more
Apr 27	NYC: FINRA Arbitrations Partner Needed		New York, NY
Apr 27	law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of business should be over $600K. We have clients... more
Apr 20	FINRA Legal Extern (Unpaid)	Finra	Dallas, TX
Apr 20	to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more
Apr 12	FINRA Legal Graduate Extern - Enforcement	Financial Industry Regulatory Authority	Denver, CO
Apr 12	application accommodations. Please note: FINRA'sCode of Conductimposes restrictions on ... ABOUT FINRA: The Financial Industry Regulatory Authority (FINRA) is the largest independen... more
Apr 11	FINRA Legal Graduate Extern - Enforcement	Finra	Denver, CO
Apr 11	ABOUT FINRA: The Financial Industry Regulatory Authority (FINRA) is the largest independen ... registered securities representatives. FINRA has approximately 3,200 employees and... more
Apr 04	FINRA Extern (Unpaid)	Financial Industry Regulatory Authority	Boston, MA
Apr 04	directly to the FINRA Careers site, enterwww.finra.org/careersinto your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more
Apr 03	Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio	JPMorgan Chase	Texas
Apr 03	Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing ... experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if... more
Mar 16	Financial Industry Regulatory Authority (FINRA)	Binghamton University	New York
Mar 16	registered securities representatives. FINRA's independent regulation plays a ... and the International Securities Exchange. FINRA has approximately 3,000 employees and... more
Jan 11	FINRA / Blue Sky Specialist	Special Counsel	New York, NY
Jan 11	Top tier NY firm seeks a FINRA / Blue Sky Specialist. Candidates must have a minimum of 4-6 years of applicable experience, gained in a comparable top tier law firm setting, and... more
Oct 25	Business Analyst - FINRA Trace Feb 2011 Rule Changes Project	Intersearch	New York, NY
Oct 25	(ABS) transactions as per changes to FINRA Rule 7730 effective February 14, 2011. ... client?s institutional platform (known to FINRA TRACE as SALB), which will include... more

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